Invest right now with our simple, secure online application

Retrieve application:

To resume an application, enter the six letter reference code that was provided during the save process.

Your reference code is not valid. Please enter a different one and try again.

There was an error sending out your confirmation SMS. Please try again later.

Retrieve application:

A six digit confirmation code has been sent to your nominated phone. Please enter it below to resume application.

Your confirmation code is not valid. Please enter the correct one and try again.

Before we begin:

Are you an existing investor with this manager?

Ok, let's get started

Which type of account would you like to open?


Individual or Sole Trader

Invest in your name,
e.g John Smith, or in joint names, e.g John and Mary Smith.


Company
 

Invest for a company,
e.g ABC Pty Ltd


Trust / Super
 

Invest for a Trust or Super


This online application platform is only available to Individual, Sole Trader, Company and Trust/Super customer types. If you are a Partnership, Association, Co-operative, Government Body or other type of entity please contact Mainstream on 1300 133 451 (within Australia) or +61 2 8259 8888 (outside Australia) from 8:30am to 5:30pm (Sydney time) Monday to Friday or email us at registry@mainstreamgroup.com.

One more question

In which country do you reside? In which country is the company registered? In which country is the trust registered?

Sorry

The PDS does not allow investments by entities based in your country.

Please refer to the manager's website for more information.

Accept the Terms and Conditions

Individual or Joint Application

To help us with your application, you will need:

  • To be 18 years or older
  • Mobile number and email address of primary account contact
  • Date of birth of each applicant
  • Each applicant's TFN (optional). There may be financial consequences for an individual who chooses not to quote their Tax File Number
  • Details of minors (if investing on their behalf)
  • The investor/s bank account for withdrawals and distributions (Australian bank accounts only)

In completing this application, or in authorising someone to complete it for you, the applicant is telling us that:

  • they have read and understood the current Product Disclosure Statement (PDS) and Additional Information Booklet
  • they agree to be bound by the constitution of the Fund and the PDS, as supplemented, replaced or re-issued from time to time
  • monies being invested are not associated with crime, terrorism, money laundering or terrorism financing, nor will monies received from their account have any such association
  • they are not bankrupt or a minor, and have the power to invest
  • the information given is complete and correct, can be used as described in the PDS (including the collection, use and disclosure of your personal information) and if about another person, has been provided with their permission
  • they understand neither performance nor their investment is guaranteed in any way.
  • Australia's Anti-Money Laundering and Counter Terrorism Financing (“AML/CTF”) legislation obliges us to collect Identification Information from prospective Investors (this includes beneficial owners). The online ID Facility, Green ID, provides the opportunity to compete the identity verification electronically. For further information on Green ID, please visit the Green ID website.

Company Application

To help us with your application, you will need:

  • To be 18 years or older
  • Date of birth for each Company Director
  • Contact number and email address of primary account contact
  • Full address of the company's registered office
  • Company ABN/ACN and TFN
  • The company's bank account for withdrawals and distributions (Australian bank accounts only)

In completing this application, or in authorising someone to complete it for you, the applicant is telling us that:

  • they have read and understood the current Product Disclosure Statement (PDS) and Additional Information Booklet
  • they agree to be bound by the constitution of the Fund and the PDS, as supplemented, replaced or re-issued from time to time
  • monies being invested are not associated with crime, terrorism, money laundering or terrorism financing, nor will monies received from their account have any such association
  • they are not bankrupt or a minor, and have the power to invest
  • the information given is complete and correct, can be used as described in the PDS (including the collection, use and disclosure of your personal information) and if about another person, has been provided with their permission
  • they understand neither performance nor their investment is guaranteed in any way.
  • Australia's Anti-Money Laundering and Counter Terrorism Financing (“AML/CTF”) legislation obliges us to collect Identification Information from prospective Investors (this includes beneficial owners). The online ID Facility, Green ID, provides the opportunity to compete the identity verification electronically. For further information on Green ID, please visit the Green ID website.

Trust Application

To help us with your application, you will need:

  • To be 18 years or older
  • Trust details, including ABN/ACN and TFN
  • Corporate Trustee Details (if applicable)
  • Date of birth for each Trustee/Corporate Trustee Director
  • Details of beneficiaries (if applicable)
  • Contact number and email address of primary account contact
  • The Trust's bank account for withdrawals and distributions (Australian bank accounts only)

In completing this application, or in authorising someone to complete it for you, the applicant is telling us that:

  • they have read and understood the current Product Disclosure Statement (PDS) and Additional Information Booklet
  • they agree to be bound by the constitution of the Fund and the PDS, as supplemented, replaced or re-issued from time to time
  • monies being invested are not associated with crime, terrorism, money laundering or terrorism financing, nor will monies received from their account have any such association
  • they are not bankrupt or a minor, and have the power to invest
  • the information given is complete and correct, can be used as described in the PDS (including the collection, use and disclosure of your personal information) and if about another person, has been provided with their permission
  • they understand neither performance nor their investment is guaranteed in any way.
  • Australia's Anti-Money Laundering and Counter Terrorism Financing (“AML/CTF”) legislation obliges us to collect Identification Information from prospective Investors (this includes beneficial owners). The online ID Facility, Green ID, provides the opportunity to compete the identity verification electronically. For further information on Green ID, please visit the Green ID website.

Start application

 




You must choose whether you are an adviser.
You must enter your AFSL number. You must enter a valid AFSL number.
Adviser Details
You must enter your full name. You must enter a valid name. Your name must not exceed 50 characters.
You must enter an email. You must enter a valid email.

You must answer this question.
You must enter an address. You must enter a valid address line.
You must enter a valid address line.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.

You must select an international prefix.
You must enter a phone number. You must enter a valid phone number.
You must enter a dealer group name. You must enter a valid dealer group name. Dealer group name must not exceed 50 characters.

You must choose whether you want online access.

I declare that the Adviser detailed in this application has completed the AML/CTF identification and verification for this investor as required by the AML/CTF Rules and I am satisfied that the identity of the Investor is as stated on this Application. I have retained a copy of the identification documentation obtained and a record of the procedure undertaken to verify the identity of the Investor and I agree to provide copy of this information upon request to support this declaration.


You must answer this declaration.

Investors

Please fill in the details of the investors.



[[ setInvestorTitle(investor) || 'Investor '+ ($index + 1) ]]

You must choose whether the investor is Australian.
You must choose a title.
You must enter (a) given name(s). You must enter (a) valid given name(s).
You must enter valid other names.
You must enter a family name. You must enter a valid family name.
You must enter a email. You must enter a valid email.
You must enter a date of birth. Date of birth must be in dd/mm/yyyy format.
You must enter a valid unit number.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.
You must enter an address. You must enter a valid address line.
You must enter a valid address line.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.

You must select an international prefix.
You must enter a mobile number. You must enter a valid mobile number.
You must enter a valid Australian Tax File Number.
Please note, failure to quote a Tax File Number (TFN) or Australian Business Number (ABN) is not an offence, however, we are required to withhold tax from your distributions at the highest marginal rate of tax (plus Medicare Levy) until your TFN or ABN is provided. Collection of TFN and ABN information is authorised and its use and disclosure is strictly regulated by tax and privacy laws. If exempt, please supply supporting documentation.
You must enter a valid exemption code.

You must choose whether the investor is a sole trader.
You must enter a valid business name.
You must enter a valid ABN.
You must enter a valid place of business.

You must choose whether the investor is a tax resident of the US.
You must enter a TIN number.
A Taxpayer Inentification Number (TIN) is an identifying number used for tax purposes in the United States. It is also known as a Tax Identification Number or Federal Taxpayer Identification Number. A TIN may be assigned by the Social Security Adnimistration or by the Internal Revenues Service (IRS).

You must choose whether the investor is a tax resident of another country.
Other Countries

Please add details for each country below.

You have not added any countries.
You must choose a country.
You must specify a country.

You must answer this question.
You must enter a TIN.

You must answer this question.
Reason A:

The country/jurisdiction where the Account Holder is a resident does not issue TINs to its residents

Reason B:

The Account Holder is otherwise unable to obtain a TIN or equivalent number

Reason C:

No TIN is required (Note: Only select this reason if the domestic law of the relevant jurisdiction does not require the collection of the TIN issued by such jurisdiction)

You must enter a reason.
Remove Country  
Add Country  
You must choose a business activity.
You must specify a business activity.
You must enter an occupation title. You must enter a valid occupation title.
You must choose a country of birth.
You must specify a country.
Verify Identity   Verified   Remove Investor  
Add Investor  
You have not added any investors.

Account Designations

Corporate margin lenders/nominees/custodians should provide an account designation/reference. Investments on behalf of minors should nominate the minor.




You must choose whether there are any account designations.
[[ setDesignationTitle(designation) || 'Designation '+ ($index + 1) ]]
You must enter valid given name(s).
You must enter a family name/company name. You must enter a valid family name/company name.
Remove Designation  
Add Designation  
You have not added any designations.

Primary Contact

 



Primary Contact
You must enter a given name(s). You must enter a valid given name(s).
You must enter a family name. You must enter a valid family name.
You must enter an email. You must enter a valid email.

You must select an international prefix.
You must enter a phone number. You must enter a valid phone number.

Company Details

 



You must choose a company type.
You must enter a valid ABN.
You must enter a valid ACN.
You must enter a valid Australian Tax File Number.

Please note, failure to quote a Tax File Number (TFN) or Australian Business Number (ABN) is not an offence, however, we are required to withhold tax from your distributions at the highest marginal rate of tax (plus Medicare Levy) until your TFN or ABN is provided. Collection of TFN and ABN information is authorised and its use and disclosure is strictly regulated by tax and privacy laws. If exempt, please supply supporting documentation.

You must enter a valid exemption code.
You must enter a valid date in the dd mm yyyy format.
You must enter a company name. You must enter a valid company name.
You must enter a valid unit number.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.
You must enter a valid unit number.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.

You must answer this question.
You must enter a GIIN.
You must choose a response above.

You must answer this question.
You must choose a country.
You must specify a country.
Controlling Persons

Indicate the name of any Controlling Person(s) of the Account Holder.

You have not added any controlling persons.
You must specify a person.
Remove Person  
Add Person  
You must choose a business activity.
Include any identification number issued upon registration.

You must enter the company name.

You must answer this question.

Director Details

 



[[ setDirectorTitle(director) || 'Director '+ ($index + 1) ]]

You must choose whether the director is Australian.

You must choose whether the director is a signatory.
You must choose a title.
You must enter given name(s). You must enter valid given name(s).
You must enter valid other names.
You must enter a family name. You must enter a valid family name.
You must enter a date of birth. Date of birth must be in dd/mm/yyyy format.
You must choose a country of birth.
You must specify a country.
You must enter a valid TFN.
Please note, failure to quote a Tax File Number (TFN) or Australian Business Number (ABN) is not an offence, however, we are required to withhold tax from your distributions at the highest marginal rate of tax (plus Medicare Levy) until your TFN or ABN is provided. Collection of TFN and ABN information is authorised and its use and disclosure is strictly regulated by tax and privacy laws. If exempt, please supply supporting documentation.
You must enter a valid exemption code.
You must enter a valid unit number.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.
Verify Identity   Verified   Remove Director  
Add Director  
You have not added any directors.

Trusts

 



You must choose a type of trust.

You must answer this question.
You must enter a trust name. You must enter a valid trust name.
You must enter an ABN. You must enter the valid ABN of a super fund.
You must enter a valid Australian Tax File Number.

Please note, failure to quote a Tax File Number (TFN) or Australian Business Number (ABN) is not an offence, however, we are required to withhold tax from your distributions at the highest marginal rate of tax (plus Medicare Levy) until your TFN or ABN is provided. Collection of TFN and ABN information is authorised and its use and disclosure is strictly regulated by tax and privacy laws. If exempt, please supply supporting documentation.

You must enter a valid exemption code.
You must enter an address. You must enter a valid address line.
You must enter a valid address line.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.
You must choose a country in which the trust was estabilished.
You must specify a country.
You must enter a name. You must enter a valid name.
You must enter a valid name.
You must enter an ARSN.

You must answer this question.
You must enter a description. You must enter a valid description.

Trustees

 



[[ setTrusteeTitle(trustee) || 'Trustee '+ ($index + 1) ]]
You must answer this question.
You must answer this question.

You must choose whether the trustee is a signatory.
You must choose a title.
You must enter a given name(s). You must enter a valid given name(s).
You must enter valid other names.
You must enter a family name. You must enter a valid family name.
You must enter a date of birth. Date of birth must be in dd/mm/yyyy format.
You must enter a valid unit number.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.
You must enter a valid Australian Tax File Number.
Please note, failure to quote a Tax File Number (TFN) or Australian Business Number (ABN) is not an offence, however, we are required to withhold tax from your distributions at the highest marginal rate of tax (plus Medicare Levy) until your TFN or ABN is provided. Collection of TFN and ABN information is authorised and its use and disclosure is strictly regulated by tax and privacy laws. If exempt, please supply supporting documentation.
You must enter a valid exemption code.
You must enter an ABN or ACN. You must enter a valid ABN or ACN.
You must enter a company name. You must enter a valid company name.
You must answer this question.
You must enter a GIIN.
You must choose an option.
You must answer this question.
You must choose a country.
You must specify a country.
Controlling Persons

Indicate the name of any Controlling Person(s) of the Account Holder.

You have not added any controlling persons.
You must specify a person.
Remove Person  
Add Person  
Include any identification number issued upon registration.
You must enter the company name.
You must answer this question.
Company Directors

Please add details for each company director below.

You have not added any directors.
Director [[$index + 1]]
You must enter a full name. You must enter a valid full name.

You must choose whether the director is a signatory.
Remove Director  
Add Director  
You must choose a business activity.
You must specify a business activity.
You must enter an occupation title. You must enter a valid occupation title.
Verify Identity   Verified   Remove Trustee  
Add Trustee  
You have not added any trustees.

Beneficiaries

 




You must answer this question.

You must provide details of each individual who ultimately (whether directly or indirectly):

  • owns 25% or more of the issued capital of the company; or
  • controls the company, for example a person who has the capacity to determine decisions about financial and operating policies. (Refer to definition of 'control').

If there is no one under this category, then please provide any individual who is entitled to exercise 25% or more of the voting rights, including a power of veto.

If there is no one that satisfies either of these categories, then provide the details of any individual who holds the position of senior managing official (or equivalent).

You must provide details of each individual who ultimately (whether directly or indirectly):

  • owns 25% or more of the trust; or
  • controls the trust, for example a person who has the capacity to determine decisions about financial and operating policies. (Refer to definition of 'control').

If there is no one under this category, then any individual who holds the power to appoint or remove the trustees of the trust. This role is usually described as the 'appointer', but may also be called the 'custodian' or 'principal', and should be noted in the trust deed.

[[ setBeneficiaryTitle(beneficiary) || 'Beneficiary '+ ($index + 1) ]]

You must choose whether the beneficiary is Australian.
You must choose a title.
You must enter (a) given name(s). You must enter (a) valid given name(s).
You must enter valid other names.
You must enter a family name. You must enter a valid family name.
You must enter a email. You must enter a valid email.
You must enter a date of birth. Date of birth must be in dd/mm/yyyy format.
You must enter a valid unit number.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.
You must enter an address. You must enter a valid address line.
You must enter a valid address line.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.

You must select an international prefix.
You must enter a mobile number. You must enter a valid mobile number.
You must enter a valid Australian Tax File Number.
Please note, failure to quote a Tax File Number (TFN) or Australian Business Number (ABN) is not an offence, however, we are required to withhold tax from your distributions at the highest marginal rate of tax (plus Medicare Levy) until your TFN or ABN is provided. Collection of TFN and ABN information is authorised and its use and disclosure is strictly regulated by tax and privacy laws. If exempt, please supply supporting documentation.
You must enter a valid exemption code.

You must choose whether the beneficiary is a sole trader.
You must enter a valid business name.
You must enter a valid ABN.
You must enter a valid place of business.

You must choose whether the beneficiary is a tax resident of another country.
Countries of Tax Residency other than Australia

Please add details of all countries the beneficiary is a tax resident of:

You have not added any countries.
You must choose a country.
You must specify a country.

You must answer this question.
You must enter a TIN.

You must answer this question.
Reason A:

The country/jurisdiction where the Account Holder is a resident does not issue TINs to its residents

Reason B:

The Account Holder is otherwise unable to obtain a TIN or equivalent number

Reason C:

No TIN is required (Note: Only select this reason if the domestic law of the relevant jurisdiction does not require the collection of the TIN issued by such jurisdiction)

You must enter a reason.
Remove Country  
Add Country  
You must choose a business activity.
You must specify a business activity.
You must enter an occupation title. You must enter a valid occupation title.
You must choose a country of birth.
You must specify a country.
Verify Identity   Verified   Remove Beneficiary  
Add Beneficiary  
You have not added any beneficiaries.

Investment Details

 



Funds

Please choose at least one fund to invest in.

You have not chosen any funds.

You must choose a fund.
$
You must enter an investment amount. You must enter a number here. You must enter a investment amount [[singleFund.minInitial | currency:"$":0]] or greater.
$
You must enter a number here. You must enter an amount [[singleFund.minSub | currency:"$":0]] or greater.
Remove Fund  
Add Fund  
Bank Account

Please nominate a bank account to be used in relation to this investment including future redemptions. Please note the Account Name must match the name of the Investor listed on this application.

You must enter an account name. You must enter a valid account name.
Enter a valid BSB in the format xxx-xxx.
You must enter a bank/institution name. You must enter a valid bank/institution name.
You must enter a branch name and address. You must enter a valid branch name and address.
You must enter an account number. You must enter a valid account number.

You must choose a payment method.

By providing the bank account details above, you authorise and are providing a valid instruction to Mainstream Fund Services Pty Ltd in respect to your investment amount, to debit the account the amount as indicated in this Application Form. You are also certifying that you have understood and agree to the terms governing direct debit arrangements between you and Mainstream Fund Services Pty Ltd (UserID: 364011). Please refer to the Direct Debit Request Service Agreement provided PDS and/or Additional Information Booklet, which can be found on the Manager’s website.

Send your payment to the below account(s), and make sure to use the name of the investing entity as the reference for any EFT payments.

Fund: [[singleFund.fundDetails.DESCRIPTION]]
BSB: [[singleFund.eftDetails.BSBCODE]]
Account Number: [[singleFund.eftDetails.ACNO]]
Account Name: [[singleFund.eftDetails.ACNAME]]

You will be sent further information on directions for using BPAY.

Please send the cheque to:

C/- Manager - Grant Samuel
Mainstream Fund Services
GPO Box 4968
Sydney NSW 2001
Australia

Cheques should be made payable to:

  • [[singleFund.fundDetails.DESCRIPTION]] Application Account

You must choose an investment purpose.
You must enter an answer.

You must choose an investment source.
You must enter an answer.

You must choose your communication preference.

You must answer this question.

You must answer this question.

You must choose your annual report communication preference.

You must answer this question.

By default, your distributions will be reinvested as additional Units. Alternatively, you can elect to have them paid into your nominated bank account.

You must answer this question.

You must answer this question.
Distribution Bank Account

Please nominate a bank account to be used for future distributions. Please note the Account Name must match the name of the Investor listed on this application.

You must enter an account name. You must enter a valid account name.
Enter a valid BSB in the format xxx-xxx.
You must enter a bank/institution name. You must enter a valid bank/institution name.
You must enter a branch name and address. You must enter a valid branch name and address.
You must enter an account number. You must enter a valid account number.

Adviser Details

If you have an investment adviser, please provide their details.



You've already filled this out! Click next step to move on.

You must enter the adviser's AFSL number. You must enter a valid AFSL number.
Adviser Details
You must enter the adviser's full name. You must enter a valid name. the adviser's name must not exceed 50 characters.
You must enter an email. You must enter a valid email.

You must answer this question.
You must enter a street number. You must enter a valid street number.
You must enter a street. You must enter a valid street.
You must enter a suburb. You must enter a valid suburb.
You must enter a state. You must enter a valid state.
You must enter a postcode. You must enter a valid postcode.
You must enter a country. You must enter a valid country.

You must select an international prefix.
You must enter a phone number. You must enter a valid phone number.
You must enter a dealer group name. You must enter a valid dealer group name. Dealer group name must not exceed 50 characters.

You must choose whether you want the adviser to have online access.

CRS & FATCA



Regulations based on the OECD Common Reporting Standard (CRS) and the US legislation known as FATCA (Foreign
 Accounts Tax Compliance Act) require Financial Institutions (FIs) to collect and report certain information about an
 account holder’s tax residency. If the account holder’s tax residence is located outside the country where the FI
 maintaining the account is located, we may be legally obliged to pass on the information in this form and other financial
 information with respect to your financial accounts to the Australian Tax Office (ATO). The ATO may exchange this
 information with tax authorities of other jurisdictions. For more information, refer to the ATO website; the Organisation for Economic Co-operation and Development (OECD) website; or the United States Internal Revenue Services (IRS) website.


You must choose an entity type.

Certain accounts are not considered to be "Financial Accounts" for the purpose of FATCA and CRS. These include:

  • An employee Share Scheme or Trust as defined in the Income Tax Assessment Act 1997
  • An Escrow Account established in connection with a court order or judgment, or a sale, exchange, or lease of real or personal property where certain requirements have been met.

Under FATCA and CRS, and Exempt Beneficial Owner includes:

  • Australian government organisation or agency
  • Reserve Bank of Australia
  • International (including intergovernmental) organisation

A financial institution includes the following entity types; a Depository Institution, an investment Entity, a Specified Insurance Company or a Custodial Institution


You must answer this question.
You must specify a GIIN.

You must choose an FFI status.

You must answer this question.
Note: You can review the Automatic Exchange of Information (AEOI) guidance for CRS participating jurisdictions on the ATO website
You must choose a country.
You must specify a country.

A NFE/NFFE includes the following entity types: a company that is NOT a financial institution, a partnership, a trust, a co-operative, association or club, or a charitable organisation etc.


You must answer this question.
Active NFFE/NFE:

The entity operates an active trade or business (other than a financial business earning from providing services, or is engaged in producing, manufacturing or selling products or goods. Examples include: listed and regularly traded corporations, service providers, charities, primary producers, central banks and government agencies.

Passive NFFE/NFE:

The entity earns 50% or more of its revenue from investment activities (e.g. rent, dividends, interest or distributions), or 50% or more of the entity’s assets are used to generate investment income.

You must specify a name.

You must answer this question.

Declaration

The applicant needs to also assert the following :



I/We declare and agree that:

  • All details in the application are true and correct. I/We agree to advise GSFS in writing and provide a new declaration and self-certification from (if applicable) within 30 days if there are any changes to my/our personal information/circumstances which causes any of the information contained in this form to be incorrect, incomplete or which affects my tax residency status;
  • I/We have received and read the PDS for the relevant fund dated as shown on page 1 and the ‘Additional Information to the Product Disclosure Statement’ (which forms part of the PDS) which this Application Form accompanies and agree to be bound by the provisions of the PDS and Constitution (as amended from time to time) governing the relevant Fund;
  • I/We am/are an individual over 18 years of age, or I am a duly incorporate body;
  • If this application is signed under Power of Attorney, the Attorney declares that he/she has not received notice of revocation of that power (a certified copy of the Power of Attorney should be submitted with this application);
  • Sole signatories signing on behalf of a company confirm that they are signing as a sole director and sole secretary of the company; and
  • If investing as trustee, on behalf of a superannuation fund or trust, I/we confirm that I/we am/are acting in accordance with my/our designated powers and authority under the applicable trust deed in the case of a superannuation fund, I/we also confirm that it is a complying fund under the Superannuation Industry (Supervision) Act 1993.

I/We acknowledge that:

  • Neither the Responsible Entity, its related bodies corporate or associates nor any other person guarantees the repayment of capital or the performance of the Funds or any particular rate of return from the Funds;
  • Unit holdings are subject to investment risks, including loss of income and capital invested and possible delays in payment;
  • The Responsible Entity is authorised to apply the TFN and ABN provided above and it will be applied to all future applications for units, including re-investments, unless I/we advise the Responsible Entity otherwise;
  • The Responsible Entity reserves the right to not accept any application in its absolute discretion;
  • If my/our application monies are dishonoured, the Responsible Entity will not process my/our application and will notify me/us;
  • I/We have read the information on privacy and personal information contained in the PDS and understand that my/our personal information will be used and disclosed as set out in the PDS including for, or in relation to, the subscription for units;
  • Application money will be held in a bank account until invested in the relevant Fund or returned to me/us. Any interest paid on that account will be paid to the Funds and not to the applicant regardless of whether their application is successful; and
  • Investments in the Funds are not deposits with or other liabilities of the Responsible Entity or related bodies corporate, affiliates, associates or officers of any of the above entities and are subject to investment risk, including possible delays in payment and loss of income and capital invested.

You must agree to the above.

You must choose whether you are holding units on behalf of a US taxpayer.
I/we understand the US tax consequences of such an investment. I/we agree to provide the Manager with such additional tax information as it may from time to time request.
You must answer this question.

You must choose an option.
You must specify a name.
Signatories

The signatories below have been added based on your answers to previous questions. If you have any additional signatories such as powers of attorney or custodians, you can add them below.

[[signatory.sigName]]

Add additional signatories

[[ setSignatoryTitle(signatory) || 'Additional Signatory '+ ($index + 1) ]]
You must enter a name. You must enter a valid name.
You must choose a title.
Remove Signatory  
Add Signatory  
You have not added any signatories.

When giving instructions to us about your investment, please indicate who has authority to operate your account:

You must answer this question.

Supporting Documents



The list of supporting documents below need to be uploaded to complete the application.

You can't upload any documents until all the previous steps have been completed.

[[pageTwo.fileChoiceFailedMessage]]

Signatories

[[ signatory.sigName || 'Signatory '+ ($index + 1) ]] ([[ signatory.sigType ]])

Signature
A file containing the signatory's signature.
Download [[signatory.supportingDocs.signature.fileName ? 'Replace' : 'Choose file']]
Business registration
Registration document showing details of the signatory's sole trader business.
Download [[signatory.supportingDocs.busRegistration.fileName ? 'Replace' : 'Choose file']]
Government issued photo ID
A copy of any photo ID issued by the signatory's country.
Download [[signatory.supportingDocs.photoID.fileName ? 'Replace' : 'Choose file']]
Power of Attorney
A certified copy of the Power of Attorney.
Download [[signatory.supportingDocs.powerOfAttorney.fileName ? 'Replace' : 'Choose file']]

Account designations

Account Designation authority to act on the account and signatory list
Only if not a minor.
Download [[appForm.supportingDocs.accountDesignation.fileName ? 'Replace' : 'Choose file']]

Foreign persons

[[ foreignPerson.sectionTitle || 'Foreign Person '+ ($index + 1) ]]

Government issued photo ID
A copy of any photo ID issued by the person's country.
Download [[foreignPerson.supportingDocs.photoID.fileName ? 'Replace' : 'Choose file']]
Company Extract (or certified copy of company’s cert of registration/incorporation)
Company extract or certificate of registration must include registered address of company, names & addresses of directors and shareholders with more than 25% interest.
Download [[appForm.supportingDocs.companyExtract.fileName ? 'Replace' : 'Choose file']]
Trust deed
Trust deed equivalents are trust deed extract/letter from solicitor/accountant showing relevant details or ATO notice less than 12 months old.
Download [[appForm.supportingDocs.trustDeed.fileName ? 'Replace' : 'Choose file']]

Files ready to upload

Total files to be uploaded: [[ uploader.queue.length ]]

Document File chosen Size Status
I confirm the following is an authentic original signature and understand that it will be used by Mainstream Group to assert the application being made online and submitted today.
[[ item.formData[0].filename ]] [[ item.file.name ]] [[ item.file.size/1024/1024|number:2 ]] MB
Queue progress:

Review and Submit



You cannot review and submit this application until all previous sections have been completed.

Investors
[[ investor.sectionTitle || 'Investor '+ ($index + 1) ]]
Is the Investor Australian: [[investor.isAustralian]]
Email: [[investor.emailAddress]]
Title: [[investor.title]]
Given Name(s): [[investor.givenNames]]
Other Names: [[investor.otherNames]]
Family Name: [[investor.familyName]]
Date of Birth: [[investor.dateOfBirth | date: 'dd/MM/yyyy']]
Residential Address
Unit Number: [[investor.address.unitNumber]]
Street Number: [[investor.address.streetNumber]]
Street: [[investor.address.street]]
Suburb: [[investor.address.suburb]]
State: [[investor.address.state]]
Postcode: [[investor.address.postcode]]
Country: [[investor.address.country]]
Postal Address
Address Line 1: [[investor.postalAddress.address1]]
Address Line 2: [[investor.postalAddress.address2]]
Suburb: [[investor.postalAddress.suburb]]
State: [[investor.postalAddress.state]]
Postcode: [[investor.postalAddress.postcode]]
Country: [[investor.postalAddress.country]]
Tax File Number: [[investor.tfn]]
Tax File Number Exemption Code: [[investor.tfnExemption]]
Mobile: [[investor.mobilePrefix]].[[investor.mobileNumber]]
Is the Investor a sole trader: [[investor.isSoleTrader]]
Name of Business: [[investor.businessName]]
ABN: [[investor.abn]]
Primary Place of Business: [[investor.placeOfBusiness]]
Tax Resident of the US: [[investor.usTaxResident]]
TIN: [[investor.tinNumber]]
Tax Resident of another Country: [[investor.otherCountryTax]]
Other Country Tax Residences
[[(taxCountry.otherCountryTaxName.DESCRIPTION == 'Other') ? taxCountry.otherCountryTaxNameOther : taxCountry.otherCountryTaxName.DESCRIPTION]]
Does investor have TIN: [[taxCountry.otherCountryHasTIN]]
TIN: [[taxCountry.otherCountryTIN]]
Reason for no TIN: [[taxCountry.reasonForNoTIN]]
Unable to obtain TIN reason: [[taxCountry.noTINReasonB]]
Business Activity: [[investor.occupation]]
Other Business Activity: [[investor.otherOccupation]]
Occupation Title: [[investor.occupationTitle]]
Country of Birth: [[investor.countryOfBirth.DESCRIPTION]]
Other Country Name: [[investor.countryOfBirthOther]]
City or Town of Birth: [[investor.cityOfBirth]]
Designations
[[ designation.sectionTitle || 'Designation '+ ($index + 1) ]]
Given Name(s): [[designation.givenNames]]
Family Name / Company Name: [[designation.familyCompanyName]]
Primary Contact
Given Name(s): [[appForm.contactGivenName]]
Family Name: [[appForm.contactFamilyName]]
Email: [[appForm.contactEmail]]
Phone: [[appForm.contactPhonePrefix]].[[appForm.contactPhone]]
Company Details
Company Type: [[appForm.companyType]]
ABN: [[appForm.abn]]
ACN: [[appForm.acn]]
Tax File Number: [[appForm.tfn]]
Tax File Number Exemption Code: [[appForm.tfnExemption]]
Date of Registration: [[appForm.registrationDay]]/[[appForm.registrationMonth]]/[[appForm.registrationYear]]
Company Name: [[appForm.companyName]]
Full Street Address of Registered Office
Unit Number: [[appForm.companyRegisteredAddress.unitNumber]]
Street Number: [[appForm.companyRegisteredAddress.streetNumber]]
Street: [[appForm.companyRegisteredAddress.street]]
Suburb: [[appForm.companyRegisteredAddress.suburb]]
State: [[appForm.companyRegisteredAddress.state]]
Postcode: [[appForm.companyRegisteredAddress.postcode]]
Country: [[appForm.companyRegisteredAddress.country]]
Full Street Address of Principal Place of Business
Unit Number: [[appForm.companyPlaceOfBusiness.unitNumber]]
Street Number: [[appForm.companyPlaceOfBusiness.streetNumber]]
Suburb: [[appForm.companyPlaceOfBusiness.suburb]]
State: [[appForm.companyPlaceOfBusiness.state]]
Postcode: [[appForm.companyPlaceOfBusiness.postcode]]
Country: [[appForm.companyPlaceOfBusiness.country]]
Does Company Have GIIN: [[appForm.companyGIIN]]
GIIN: [[appForm.companyGIIN]]
The Company is: [[appForm.companyNoGIIN]]
Is the entity located in a Non-Participating CRS Jurisdiction and managed by another Financial Institution: [[appForm.companyCRS]]
Country: [[appForm.companyCRSCountry.DESCRIPTION]]
Country: [[appForm.companyCRSCountryOther]]
Controlling Person [[$index + 1]]: [[person.fullName]]
Name of regulator/registration body: [[appForm.companyRegulator]]
Details of relevant licence: [[appForm.companyLicence]]
Is the entity a majority owned subsidiary of an Australian listed company: [[appForm.companyIsSubsidiary]]
Name of parent company: [[appForm.companyListedCompanyName]]
Relevant exchange: [[appForm.companyListedCompanyExchange]]
Government body is a body of: [[appForm.companyBodyJurisdiction]]
Name of state, territory or foreign country: [[appForm.companyBodyJurisdictionOther]]
Business Activity: [[appForm.companyBusinessActivity]]
Directors
[[ director.sectionTitle || 'Director '+ ($index + 1) ]]
Is Australian: [[director.isAustralian]]
Is a signatory: [[director.isSignatory]]
Title: [[director.title]]
Given Name(s): [[director.givenNames]]
Other Names: [[director.otherNames]]
Family Name: [[director.familyName]]
Date of Birth: [[director.dateOfBirth | date: 'dd/MM/yyyy']]
Country of Birth: [[director.countryOfBirth.DESCRIPTION]]
Other Country Name: [[director.countryOfBirthOther]]
City or Town of Birth: [[director.cityOfBirth]]
TFN: [[director.TFN]]
Residential Address
Unit Number: [[director.address.unitNumber]]
Street Number: [[director.address.streetNumber]]
Street: [[director.address.street]]
Suburb: [[director.address.suburb]]
State: [[director.address.state]]
Postcode: [[director.address.postcode]]
Country: [[director.address.country]]
Trust Information
Type of Trust: [[appForm.trustType]]
Name of Regulator: [[appForm.regulatorLicence]]
Is this is Superannuation Fund: [[appForm.isSuperTrust]]
[[ (appForm.isSuperTrust == 'Yes') ? 'Superannuation Fund' : 'Trust' ]] Name: [[appForm.trustName]]
ABN: [[appForm.trustABN]]
Tax File Number: [[appForm.trustTFN]]
Tax File Number Exemption Code: [[appForm.tfnExemption]]
Address Line 1: [[appForm.trustAddress.address1]]
Address Line 2: [[appForm.trustAddress.address2]]
Suburb: [[appForm.trustAddress.suburb]]
State: [[appForm.trustAddress.state]]
Postcode: [[appForm.trustAddress.postcode]]
Country: [[appForm.trustAddress.country]]
Country of trust establishment: [[appForm.trustEstablisedCountry]]
Other Country Name: [[appForm.trustEstablisedCountryOther]]
Name of Regulator: [[appForm.regulatorLicence]]
Name of Legislation: [[appForm.trustLegislation]]
ARSN: [[appForm.ARSN]]
Does the trust deed name the beneficiaries: [[appForm.beneficiariesNamed]]
Describe the class of trust / beneficiary: [[appForm.classOfTrust]]
Trustees
[[ trustee.sectionTitle || 'Trustee '+ ($index + 1) ]]
This trustee is: [[trustee.trusteeType]]
Is Australian: [[trustee.isAustralian]]
Is a signatory: [[trustee.isSignatory]]
Title: [[trustee.trusteeTitle]]
Given Name(s): [[trustee.givenNames]]
Other Names: [[trustee.otherNames]]
Family Name: [[trustee.familyName]]
Date of Birth: [[trustee.dateOfBirth | date: 'dd/MM/yyyy']]
Residential Address
Unit Number: [[trustee.address.unitNumber]]
Street Number: [[trustee.address.streetNumber]]
Street: [[trustee.address.street]]
Suburb: [[trustee.address.suburb]]
State: [[trustee.address.state]]
Postcode: [[trustee.address.postcode]]
Country: [[trustee.address.country]]
Business Activity: [[trustee.occupation]]
Other Business Activity: [[trustee.otherOccupation]]
Occupation Title: [[trustee.occupationTitle]]
Tax File Number: [[trustee.tfn]]
Tax File Number Exemption Code: [[trustee.tfnExemption]]
ABN or ACN: [[trustee.trusteeABNOrACN]]
Company Name: [[trustee.trusteeCompanyName]]
Does Company have GIIN: [[trustee.trusteeHasGIIN]]
GIIN: [[trustee.trusteeGIIN]]
The company is: [[trustee.trusteeNoGIINStatus]]
Describe FATCA status: [[trustee.trusteeFATCAStatus]]
Is the entity located in a Non-Participating CRS Jurisdiction and managed by another Financial Institution: [[trustee.trusteeCRS]]
Country: [[trustee.trusteeCRSCountry.DESCRIPTION]]
Country: [[trustee.trusteeCRSCountryOther]]
Controlling Person [[$index + 1]]: [[person.fullName]]
Name of regulator/registration body: [[trustee.trustRegulator]]
Details of relevant licence: [[trustee.trustLicence]]
Is the entity a majority owned subsidiary of an Australian listed company: [[trustee.trustIsSubsidiary]]
Name of parent company: [[trustee.trustListedCompanyName]]
Relevant exchange: [[trustee.trustListedCompanyExchange]]
Government body is a body of: [[trustee.trustBodyJurisdiction]]
Name of state, territory or foreign country: [[trustee.trustBodyJurisdictionOther]]
Director [[$index + 1]]: [[director.name]]
Beneficiaries
Are there any beneficiaries: [[appForm.otherBeneficiaries]]
[[ beneficiary.sectionTitle || 'Beneficiary '+ ($index + 1) ]]
Is the Beneficiary Australian: [[beneficiary.isAustralian]]
Email: [[beneficiary.emailAddress]]
Title: [[beneficiary.title]]
Given Name(s): [[beneficiary.givenNames]]
Other Names: [[beneficiary.otherNames]]
Family Name: [[beneficiary.familyName]]
Date of Birth: [[beneficiary.dateOfBirth | date: 'dd/MM/yyyy']]
Residential Address
Unit Number: [[beneficiary.address.unitNumber]]
Street Number: [[beneficiary.address.streetNumber]]
Street: [[beneficiary.address.street]]
Suburb: [[beneficiary.address.suburb]]
State: [[beneficiary.address.state]]
Postcode: [[beneficiary.address.postcode]]
Country: [[beneficiary.address.country]]
Postal Address
Address Line 1: [[beneficiary.postalAddress.address1]]
Address Line 2: [[beneficiary.postalAddress.address2]]
Suburb: [[beneficiary.postalAddress.suburb]]
State: [[beneficiary.postalAddress.state]]
Postcode: [[beneficiary.postalAddress.postcode]]
Country: [[beneficiary.postalAddress.country]]
Tax File Number: [[beneficiary.tfn]]
Tax File Number Exemption Code: [[beneficiary.tfnExemption]]
Mobile: [[beneficiary.mobilePrefix]].[[beneficiary.mobileNumber]]
Is the Beneficiary a sole trader: [[beneficiary.isSoleTrader]]
Name of Business: [[beneficiary.businessName]]
ABN: [[beneficiary.abn]]
Primary Place of Business: [[beneficiary.placeOfBusiness]]
Tax Resident of a Country other than Australia: [[beneficiary.otherCountryTax]]
Other Country Tax Residences
[[(taxCountry.otherCountryTaxName.DESCRIPTION == 'Other') ? taxCountry.otherCountryTaxNameOther : taxCountry.otherCountryTaxName.DESCRIPTION]]
Does beneficiary have TIN: [[taxCountry.otherCountryHasTIN]]
TIN: [[taxCountry.otherCountryTIN]]
Reason for no TIN: [[taxCountry.reasonForNoTIN]]
Unable to obtain TIN reason: [[taxCountry.noTINReasonB]]
Business Activity: [[beneficiary.occupation]]
Other Business Activity: [[beneficiary.otherOccupation]]
Occupation Title: [[beneficiary.occupationTitle]]
Country of Birth: [[beneficiary.countryOfBirth.DESCRIPTION]]
Other Country Name: [[beneficiary.countryOfBirthOther]]
City or Town of Birth: [[beneficiary.cityOfBirth]]
Investment Details
[[singleFund.fundDetails.DESCRIPTION]]
Investment Amount: [[singleFund.investmentAmount | currency:"$":0]]
Regular Monthly Investment Plan: [[singleFund.monthlyInvestmentPlan | currency:"$":0]]
Payment Method: [[appForm.paymentMethod.name]]
BSB: [[appForm.bsb]]
Bank/Institution Name: [[appForm.bankName]]
Branch Name and Address: [[appForm.branchDetails]]
Account Number: [[appForm.accountNumber]]
Account Name: [[appForm.accountName]]
What is the purpose of the investment: [[appForm.investmentPurpose]]
Specify: [[appForm.investmentPurposeOther]]
What is the source of the investment: [[appForm.investmentSource]]
Specify: [[appForm.investmentSourceOther]]
Politically Exposed Person(s): [[appForm.peps]]
Communication Preference: [[appForm.commPreference]]
Newletters and updates sent via email?: [[appForm.emailNewsletters]]
Recieve an Annual Report copy: [[appForm.annualReport]]
Received by: [[appForm.annualReportPreference]]
Investor Online Access: [[appForm.investorOnlineAccess]]
Distribution Election: [[appForm.distributionElection]]
BSB: [[appForm.distributionBsb]]
Bank/Institution Name: [[appForm.distributionBankName]]
Branch Name and Address: [[appForm.distributionBranchDetails]]
Account Number: [[appForm.distributionAccountNumber]]
Account Name: [[appForm.distributionAccountName]]
Adviser Details
AFSL Number: [[appForm.afslNumber]]
Full name: [[appForm.adviserName]]
Email: [[appForm.adviserEmail]]
Adviser to recieve copy of email communications?: [[appForm.adviserEmailComms]]
Address Line 1: [[appForm.adviserAddress.address1]]
Address Line 2: [[appForm.adviserAddress.address2]]
Suburb: [[appForm.adviserAddress.suburb]]
State: [[appForm.adviserAddress.state]]
Postcode: [[appForm.adviserAddress.postcode]]
Country: [[appForm.adviserAddress.country]]
Phone: [[appForm.adviserPhonePrefix]].[[appForm.adviserPhone]]
Dealer Group Name: [[appForm.adviserDealerGroup]]
: $[[appForm.adviserUpfrontFee]]
: $[[appForm.adviserOngoingFee]]
Give adviser online access: [[appForm.onlineAccess]]
Adviser agrees to declaration: [[appForm.adviserDeclaration]]
CRS & FATCA
Entity Type: [[appForm.entityType]]
Does Entity have GIIN: [[appForm.entityHasGIIN]]
GIIN: [[appForm.entityGIIN]]
FFI Status: [[appForm.entityFFIStatus]]
ACN, ABN, ARBN, ARSN: [[appForm.entityRegNumber]]
Is the entity an Investment Entity located in a non-CRS participating jurisdiction and professionally managed by another Financial Institution? [[appForm.entityCRS]]
Country: [[appForm.entityCRSCountry.DESCRIPTION]]
Country: [[appForm.entityCRSCountryOther]]
Is the entity an active or passive NFFE/NFE? [[appForm.entityActivePassive]]
Legal Name of Entity: [[appForm.entityLegalName]]
Entity Street Address: [[appForm.entityAddress.autocomplete]]
Is the entity a Tax Resident of Australia Only: [[appForm.entityTaxResidentAusOnly]]
[[(taxCountry.otherCountryTaxName.DESCRIPTION == 'Other') ? taxCountry.otherCountryTaxNameOther : taxCountry.otherCountryTaxName.DESCRIPTION]]
Does beneficiary have TIN: [[taxCountry.otherCountryHasTIN]]
TIN: [[taxCountry.otherCountryTIN]]
Reason for no TIN: [[taxCountry.reasonForNoTIN]]
Unable to obtain TIN reason: [[taxCountry.noTINReasonB]]
Declaration
Agree to declaration: [[appForm.agreeToDeclaration]]
Holding units on behalf of US taxpayer: [[appForm.holdingForUSTaxpayer]]
Understand US tax consequences: [[appForm.agreeToUSTaxConsequences]]
[[ signatory.sigName || 'Signatory '+ ($index + 1) ]]
Name: [[signatory.sigName]]
Title: [[signatory.title]]
Operating Authority: [[appForm.operatingAuthority]]
The Settlor: [[appForm.settlor.name]]
The Settlor: [[appForm.settlorOther]]
Reason for not providing settlor name: [[appForm.settlorOtherReason]]
Download PDF copy

Application complete

Thank you for submitting your application, in certain circumstances we might need to contact you to request further information and/or documentation.

Your application ID is: [[ companyKey + '-' + pageTwo.appId ]]

Account details for [[ singleFund.fundDetails.DESCRIPTION ]]

Please use the below details to deposit money into your chosen fund.

BSB: [[singleFund.eftDetails.BSBCODE]]

Account Number: [[singleFund.eftDetails.ACNO]]

Account Name: [[singleFund.eftDetails.ACCOUNTNAME]]

The monies will be debited from the bank account provided:

BSB: [[appForm.bsb]]

Account Number: [[appForm.accountNumber]]

Account Name: [[appForm.accountName]]

You may now close your browser.


Two or more of the persons listed in this section have the same name and date of birth. Please rectify this before continuing.